Glossary: Alternative Investments — Overview & Structures

TermDefinition
Alternative investmentAny investment outside of traditional long-only positions in publicly traded stocks, bonds, and cash; includes private capital, real assets, hedge funds, and digital assets
Private capitalUmbrella term for private equity and private debt investments in non-publicly traded companies
Private equity (PE)Equity investments in private companies, including venture capital, growth equity, and leveraged buyouts
Private debtNon-bank lending to private companies; includes direct lending, mezzanine, venture debt, and distressed debt
Real assetsTangible physical assets such as real estate, infrastructure, natural resources, farmland, and timberland
Real estateLand and permanent structures; investment through direct ownership or indirect vehicles (REITs, funds)
InfrastructureLong-lived physical assets providing essential services (transportation, utilities, communications, social facilities)
Hedge fundA pooled investment vehicle employing diverse strategies, leverage, and short selling; fewer regulatory constraints than mutual funds
Natural resourcesPhysical commodities and resource-producing assets including farmland, timberland, and commodity investments
Fund investingInvesting through a pooled fund managed by a GP; provides diversification and professional management at the cost of higher fees
Direct investingInvesting directly in assets or companies without an intermediary fund; requires more capital and expertise but avoids fund-level fees
Co-investingInvesting alongside a GP in specific deals; moderate fees and control; often offered to large LPs as an incentive
General Partner (GP)The manager of a private fund; responsible for investment decisions, operations, and earning management/performance fees
Limited Partner (LP)An investor in a private fund who provides capital but has limited liability and no active management role
Limited Partnership Agreement (LPA)The legal contract governing the relationship between GP and LPs, specifying fees, distribution waterfall, reporting, and other terms
Management feeAn annual fee (typically 1.5%—2%) charged by the GP to cover fund operating expenses; calculated on committed capital or AUM
Performance fee (carried interest)The GP’s share of fund profits (typically 20%) earned above a specified hurdle rate; also called “carry”
Hurdle rate (preferred return)The minimum return the fund must achieve before the GP earns performance fees; typically 6%—8% annually
High-water markThe highest prior NAV level; the GP earns performance fees only on gains exceeding this mark, preventing fees on recovered losses
Clawback provisionA contractual requirement for the GP to return excess performance fees if later fund performance is poor, ensuring total carry does not exceed the agreed percentage
Catch-up clauseAfter the hurdle rate is met, the GP receives a larger share of incremental profits until their carry “catches up” to the target percentage of total profits
Distribution waterfallThe defined order in which fund profits are distributed between GP and LPs; can be deal-by-deal (American) or whole-of-fund (European)