Glossary: Alternative Investments — Private Capital

TermDefinition
Venture capital (VC)Equity financing provided to early-stage and growth-stage companies in exchange for an ownership stake; high risk with potential for outsized returns
Angel investingIndividual investors who provide early-stage funding (pre-seed/seed) to startups, often in exchange for convertible debt or equity
Seed stageThe earliest formal VC funding round; capital used for product development, market research, and building the initial team
Growth capital (growth equity)Minority or majority equity investment in mature, profitable companies seeking capital for expansion, new products, or acquisitions
PIPE (Private Investment in Public Equity)A private placement of shares in a publicly traded company, typically at a discount to the market price; provides growth capital without a public offering
Leveraged buyout (LBO)Acquisition of a company using a significant proportion of debt (typically 60—90%); targets stable cash flow businesses
Management buyout (MBO)An LBO in which the existing management team acquires the company, often with PE backing
Management buy-in (MBI)An LBO in which an external management team acquires the company and replaces existing management
Mezzanine financingSubordinated debt that sits between senior debt and equity in the capital structure; often includes equity warrants or conversion features; higher yield than senior debt
Trade saleExit strategy where the portfolio company is sold to a strategic buyer (another operating company in the same or related industry)
SPAC (Special Purpose Acquisition Company)A shell company that raises capital through an IPO with the sole purpose of acquiring a private company, effectively taking it public
Direct listingA method of going public where existing shares are listed on an exchange without underwriting or new share issuance; no new capital raised
Secondary saleExit strategy where the PE fund sells its stake to another PE firm or financial buyer rather than to a strategic acquirer
RecapitalizationA restructuring of a company’s capital structure, often involving the company taking on new debt to pay a special dividend to the PE owners
Private debtNon-bank lending to private companies, encompassing direct lending, mezzanine, venture debt, and distressed debt strategies
Distressed debtInvesting in the debt of companies that are in financial distress, bankruptcy, or restructuring, typically purchased at a significant discount to face value