Glossary: M04 — Overview of Equity Securities

TermDefinition
American Depositary Receipt (ADR)A negotiable certificate representing shares of a foreign company, traded on a US exchange
Book ValueThe net asset value of a company as reported on its balance sheet (assets minus liabilities)
Book Value per Share (BVPS)Common shareholders’ equity divided by shares outstanding
Callable Common StockCommon shares that the issuing company can repurchase at a predetermined price
Common StockEquity securities representing residual ownership in a company, with voting rights
Convertible Preferred StockPreferred stock that can be converted into common shares at a specified ratio
Cumulative Preferred StockPreferred stock where unpaid dividends accumulate and must be paid before common dividends
Depository Receipt (DR)A certificate representing ownership of shares in a foreign company
DividendA distribution of earnings to shareholders, typically in cash or additional shares
DuPont AnalysisDecomposition of ROE into profit margin, asset turnover, and financial leverage
Global Depository Receipt (GDR)A depository receipt issued outside the company’s home country and the US
Global Registered ShareA common share traded on stock exchanges worldwide in different currencies
Growth StockA stock expected to grow earnings faster than the market average; typically high P/E
Market CapitalizationThe total market value of a company’s outstanding shares ()
Non-Cumulative Preferred StockPreferred stock where unpaid dividends do not accumulate
Participating Preferred StockPreferred stock that shares in profits beyond its fixed dividend rate
Preferred StockEquity with fixed dividend payments and priority over common stock in liquidation
Private EquityEquity investments in companies not listed on public exchanges
Putable Common StockCommon shares that the holder can sell back to the issuer at a predetermined price
Return on Equity (ROE)Net income divided by average shareholders’ equity; measures profitability
Share Repurchase (Buyback)A company purchasing its own shares from the market, reducing shares outstanding
Sponsored DRA depository receipt where the foreign company is involved in the issuance
Unsponsored DRA depository receipt created without the direct involvement of the foreign company
Value StockA stock trading at a low price relative to fundamentals (low P/E, P/B); considered undervalued
Voting RightsThe right of common shareholders to vote on corporate matters

Related: M04 Module Page | Equity Formulas