Ethics and Professional Standards - Reading List

Primary Sources

Reading	Pages	Module	LOS
Ethics and Trust in the Investment Profession	p.2-12	M01	1.a-1.h
Code of Ethics and Standards of Professional Conduct	p.13-19	M02	2.a-2.c
Guidance for Standards I to VII	p.20-180	M03	3.a-3.c
Introduction to the Global Investment Performance Standards (GIPS)	p.181-203	M04	4.a-4.e
Ethics Application	p.204-220	M05	5.a-5.b

Supplementary References

• CFA Institute Code of Ethics and Standards of Professional Conduct (current edition)
• GIPS Standards Handbook (current edition)
• CFA Institute Standards of Practice Casebook