Ethical and Professional Standards — Readings

Primary Source

CFA Institute. CFA Program Curriculum Level I: Ethical and Professional Standards. CFA Institute, 2025.

Module Mapping

ModuleTitlePagesLOS
M01Ethics and Trust in the Investment Professionp.2–121.a–1.h
M02Code of Ethics and Standards of Professional Conductp.13–192.a–2.c
M03Guidance for Standards I to VIIp.20–1803.a–3.c
M04Introduction to the Global Investment Performance Standards (GIPS)p.181–2034.a–4.e
M05Ethics Applicationp.204–2205.a–5.b

Supplementary References

  • CFA Institute. Standards of Practice Handbook, 11th Edition.
  • CFA Institute. Global Investment Performance Standards (GIPS) for Firms, 2020.
  • CFA Institute. Code of Ethics and Standards of Professional Conduct.