Glossary: FI Module 10 — Interest Rate Risk and Return

TermDefinition
Interest rate riskThe risk that changes in interest rates will affect a bond’s value or return
Market price riskThe risk of a decline in bond price due to rising interest rates
Reinvestment riskThe risk that coupon payments are reinvested at a rate different from the original yield
Realized returnThe actual return earned over a holding period, reflecting reinvestment rates and sale price
Duration gapMacaulay duration minus the investment horizon; determines which risk dominates
ImmunizationA strategy that matches portfolio Macaulay duration to the investment horizon to lock in the YTM
Macaulay durationThe weighted average time to receive a bond’s cash flows, using PV weights
Cash flow matchingPurchasing bonds whose cash flows exactly match the timing and amount of liabilities
Bullet portfolioA portfolio with cash flows concentrated around a single date
Barbell portfolioA portfolio with cash flows concentrated at short and long maturities
Ladder portfolioA portfolio with cash flows distributed evenly across maturities
Structural riskThe risk of immunization failure due to non-parallel yield curve shifts

See also: Interest Rate Risk