Glossary: FI Module 18 — ABS Features and Credit Enhancement

TermDefinition
Covered bondA bond backed by a cover pool on the issuer’s balance sheet; dual recourse to issuer and pool
Credit enhancementMechanisms that improve the credit quality of ABS tranches beyond the underlying collateral quality
Subordination (credit tranching)Internal CE where junior tranches absorb losses first, protecting senior tranches
OvercollateralizationInternal CE where the asset pool value exceeds the total par of securities issued
Excess spreadInternal CE: the difference between interest earned on the pool and interest paid to investors
Reserve accountInternal CE: a cash reserve set aside to absorb losses
Surety bondExternal CE: an insurance company’s guarantee of payments on the ABS
Letter of creditExternal CE: a bank’s guarantee to make payments if the pool cash flows are insufficient
Auto loan ABSABS backed by auto loans; amortizing structure with relatively low prepayment risk
Credit card ABSABS backed by credit card receivables; revolving structure with a lockout (revolving) period
Collateralized debt obligation (CDO)A structured product backed by a diversified pool of bonds, loans, or other debt instruments
Waterfall structureThe priority-of-payment rules that determine how cash flows are distributed among tranches

See also: Securitization, Credit Risk